Sumit K. Pal, CISA, CGEIT, CRISC

Sumit K. Pal, CISA, CGEIT, CRISC

Principal

DOWNLOAD SUMIT’S CV >

Sumit is a senior IT audit professional with over 25 years of experience in internal audit and IT/cybersecurity matters, software engineering and executive management industry. He is the firm’s senior most practitioner in IT and internal audit, and has conducted a wide range of engagements for clients over the years. His predominant areas of expertise include:

  • IT General Controls (ITGC) and Cybersecurity Assessments
  • Systems and Organization Controls Audits (SOC 1SM, SOC 2SM, SOC 3SM, SOC for Cybersecurity)
  • Internal Audit
  • Data Analytics/Data Mining
  • Consultation, implementation guidance and project execution using Computer Aided Audit Techniques (CAAT) tools, including ACL and IDEA
  • Third Party Risk Assessments
  • Royalty/IP Audits

Sumit has worked with both public and private companies in a range of industries, including financial services, not-for-profit organizations, manufacturing, real estate, wholesale and distribution, consumer goods, software, technology, life science, professional services, media and others.

 

< back to team

Professional Memberships

  • ISACA (previously Information Systems Audit and Control Association)
  • American Institute of Certified Public Accountants
  • California Society of Certified Public Accountants

more

Education / Certification

  • Master of Management Studies, Birla Institute of Science & Technology, Pilani, India
  • Certified Information Security Auditor (CISA)
  • Certified in Governance of Enterprise Information Technology (CGEIT)
  • Certified in Risk and Information Security Controls (CRISC)

more

Professional Experience

  • Principal, WithumSmith+Brown, P.C.
  • Executive Vice President, NovaSoft Informational Technology Corporation
  • Vice President, Systems Engineering Manager, Marketing Manager, etc. at various software and hardware companies in India, Singapore, Australia and Switzerland

more